PhD Requirements
Contents:
January 1992 . Updated April 1997, March 2002, Feb. 2004, Sept. 2005, Aug. 2007
DEPARTMENTAL REGULATIONS FOR THE DOCTOR OF PHILOSOPHY DEGREE
The main steps in obtaining a Ph.D. are passing the qualifying
examinations, writing a thesis, and passing
a final oral examination on this thesis.
The departmental regulations concerning
each of these are given below.
The regulations are interpreted by the Graduate
Studies Committee which, on written petition from a student, may permit
deviations from the rules, provided there are exceptional circumstances.
In addition to the departmental regulations, there are
university requirements which must also be satisfied.
Deficiency
A student is considered to have a deficiency if in his
first semester as a graduate student at SUNYAB he officially enrolls in
and completes Math 519 (introductory algebra) or Math 531 (introductory
real variables).
The student should base his decision on whether to take
these courses on advice from the Director of Graduate Studies and on evaluation
of his knowledge in algebra and analysis by the relevant area committees.
Admission with Advanced Standing
At the time of admission to the Graduate School at SUNYAB,
the Director of Graduate Studies may decide that certain students have advanced
standing of one or two semesters of graduate work, depending on the
Graduate School requirements.
This will be done after
examining the graduate records of the students and taking account of his
previous courses, the institutions where he studied, his proficiency in
English (TOEFL), etc.
It will be clear
from what follows that such students will have to fulfill various requirements
more quickly than normally admitted students.
Definition of Total Semesters of Graduate Work
The sum of the semesters of graduate work as defined by
(i) and (ii) below yields the total semesters of graduate work which will
simply be called "semesters of graduate work".
(i) A student admitted with graduate coursework
may credited with one or two semesters of graduate work, according to Graduate School requirements.
(ii) For every semester at SUNYAB that a student is registered
for fewer than nine credit hours, the credit hours are to be totaled and
divided by nine. The result, rounded down to the next integer, will also
be counted as semesters of graduate work. In no event will a student be
said to have completed more than two semesters of academic work in one calendar
year.
First Qualifying Examination
This is a three-hour written examination based on a syllabus
covering introductory real variables at the level of Math 331-332, introductory
abstract algebra at about the level of Math 419-420, and linear algebra.
The examination will be given twice a year, during the first week of each
semester.
The purpose of the first examination is to assist the Director
and the student in deciding soon after the student's entry into Graduate
School, whether or not he should be in the Ph.D. program.
Normally, to remain in the Ph.D. program, a student is
required to pass this examination within his first two semesters of graduate
work.
A student who entered with a deficiency is not
required to pass this examination until the first opportunity after he has
completed two semesters of graduate work.
Second Qualifying Exam
This consists of two three-hour area examinations, selected
by each student from the following four choices: ALGEBRA, ANALYSIS,
GEOMETRY/TOPOLOGY, and DIFFERENTIAL EQUATIONS.
It is the purpose of
the second qualifying examination to insure that each student
has a rudimentary
command of at least two "core" areas of mathematics.
To remain in the Ph.D. program a student is required to
obtain a grade of A or B for one of the area examinations no later than
the beginning of his fourth semester of graduate work and an average of
at least B for both of the area exams no later than the beginning of his
fifth semester. The Students may repeat the examinations, within
the time limit, without penalty and are encouraged to take at least one
of the examinations as early as possible.
Doctoral Committee
During the semester in which he completes the Second Qualifying
Examination, each student will select a major professor, who is a member
of the graduate faculty, in consultation with the Director of Graduate Studies.
The latter and the major professor will then choose the student's doctoral
committee, consisting of at least three members of the faculty with the
major professor as chairman.
Admission to Candidacy
The student's doctoral committee will set the requirements
for admission to candidacy. These are subject to the approval of the Director
of Graduate Studies and may include, but are not restricted to, any of the
following: an oral examination on "research level" material, a project,
a series of lectures on "research level" mathematics, or a written
qualifying examination in another department. These requirements must be
satisfied by the end of the sixth semester of graduate work.
Language Requirements
None.
Additional Course Work
Before the final oral exam, each student should pass, with
a grade of A, B , or S, two one-semester
graduate course in subjects other than those of his or her second qualifying
exam. These courses are to be approved by the Director of Graduate Studies.
Each Ph.D. student must complete 72-credit hours from:
(a) selected 500 level Mathematics courses; (b) 600-800 level Mathematics
courses, with the exception of thesis guidance, seminar courses, and other
courses of this nature; (c) courses designated by his/her major professor.
Ph.D. Thesis and Final Oral Examination
The final departmental steps in attaining the degree of
Doctor of Philosophy are:
- completion of a thesis satisfactory to the major professor
and the student's doctoral committee;
- approval by the Graduate School that the student proceed
to examination on his/her thesis at a final oral examination;
- submission of the thesis to each member of the doctoral
committee at least three weeks prior to the Final Oral Examination;
- passing that examination.
Return to Table of Contents
Syllabus for the First Qualifying
Examination
- Analysis
The real number system, Least Upper Bound Axiom, limits, lim sup and lim
inf, sequences and series of real numbers.
Topology of Rn including
compactness, connectedness, completeness, Cauchy-Schwartz
inequality, distance and norm. Functions of one and several
variables, continuity, uniform continuity. Differentiability in one and
several variables, derivatives and applications, partial derivatives and
Jacobian matrix, chain rule, change of variables. Implicit and inverse
function theorems, multivariate differential calculus. Sequences and series
of functions, pointwise convergence, uniform convergence, power series,
Taylor's Theorem with remainder.
Riemann Sums, Riemann integral in one and several variables, improper
integrals, change of variables and Jacobian determinant. Iterated and
multiple integrals, interchange of order of integration. Arc length and
surface area, line integrals, surface integrals. Gauss, Green's, Stokes', and
Divergence theorems.
References:
- R. G. Bartle, The Elements of Real Analysis
- M. Spivak Calculus
- W. Rudin, Principles of Mathematics
- J. Munkres, Analysis on Manifolds
- Algebra (including
linear algebra)
Groups, decomposition of a group into cosets with respect
to a subgroup,
group homomorphisms, cyclic groups, order and index, normal
subgroups, kernel, range, isomorphism, automorphisms. Fundamental
theorems for homomorphisms, Sylow Theorems, Fundamental Theorem of
Abelian Groups. Rings, modules, and homomorphisms between them.
Ideals in a commutative ring (with 1). The residue class ring R/I
with respect to an ideal I.
Minimal and maximal ideals, prime ideals. Quotient field of an integral
domain. The construction of polynomial rings over a commutative ring.
Unique factorization domains, principal Ideal domains, Euclidean algorithm.
Bilinear and multilinear forms, the determinant. Lemma of Gauss,
Eisenstein criterion. Irreducibility of polynomials over finite fields.
Algebraic field extensions, characteristic, roots of unity.
Vector spaces, matrices, linear independence, spanning sets, bases,
dimension, inner product spaces, orthogonality, linear transformations
(vector space homomorphisms), kernels (null spaces), range, rank,
eigenvalues (characteristic values), eigenvectors (characteristic vectors),
minimal polynomial, diagonalization, Jordan canonical form, nilpotence.
References:
- Herstein, Topics in Algebra
- Fraleigh, A First Course in Abstract Algebra
- G. Strang, Linear Algebra and Its Applications
- J. Gallian, Contemporary Abstract Algebra
Return to Table of Contents
Syllabus for Second Qualifying Examination
Analysis
A. Real Analysis
-
Semi-continuous functions. Measures, σ-algebras, measurable
sets and
functions, Borel sets, measure spaces. Lebesgue measure and
integration,
Lusin's theorem, Egoroff's theorem, Vitali-Caratheodory theorem.
-
Lp spaces, bounded linear functionals on Lp.
Elementary Hilbert space theory,
subspaces, representation theorems, orthonormal systems.
Elementary Banach
space theory including Baire's theorem, uniform boundedness
principle, open
mapping theorem, Hahn-Banach theorem.
-
Radon-Nikodym Theorem. Product measures, Fubini's Theorem.
Functions of
bounded variation and absolutely continuous functions.
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References:
-
Rudin, Real and Complex Analysis (Chapters 1-8)
- Royden, Real Analysis
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B. Complex Analysis
-
Complex numbers, analytic functions, Cauchy Riemann equations,
relation
between harmonic and analytic functions.
-
Complex integration, Cauchy integral theorem and formulas,
Morera's theorem,
Liouville's Theorem, maximum modulus principle.
-
Power series and Laurent series representations of analytic
functions. Zeros,
Isolated singularities. Identity theorem.
-
Residue theorem, evaluation of definite integrals, argument
principle.
-
Entire functions. Casorati-Weierstrass theorem.
-
Conformal mapping, linear fractional transformations.
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References:
-
J.B. Conway, Functions of One Complex Variable (Chapters I-VI)
- L.V. Ahlfors, Complex Analysis (Chapters I-V)
- Rudin, Real and Complex Analysis (Chapters 10-14)
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Algebra
- Groups. symmetry
groups, homomorphism theorems, Sylow theorems, group actions on sets.
- Rings. various
examples (e.g., rings of continuous or analytic functions), unique
factorization domains, Gauss' lemma, Eisenstein criterion, Noetherian rings,
Artinian rings, Semi-simple rings, Wedderburn-Artin theorems, group rings,
Maschke's theorem.
- Modules. tensor
products, exterior powers, projective and injective modules, Nakayama's
lemma, modules over principal ideal domains, modules over semi-simple rings,
group representations Jordan and rational canonical forms, Cayley-Hamilton
theorem, determinants.
- Fields. field extensions,
finite multiplicative subgroups of a field, structure of finite fields,
irreducibility of the cyclotomic polynomials, Galois theory, algebraic closure,
transcendental extensions.
- Category theory.
representable functors, adjoint functors, universal properties, Yoneda's
lemma.
References:
- E. Artin, Galois Theory
- S. Lang, Algebra
- N. Jacobson, Basic Algebra I and II
Geometry/Topology
- A. Algebraic Topology
- Homotopy, fundamental group, covering spaces, Van Kampen's
theorem
- Simplicial and cell complexes, singular homology and
cohomology groups
- The exact homology sequence, the excision theorem, Mayer-Vietoris
sequence, Jordan-Brouwer separation theorem
- Statements and applications of the Künneth theorem
and the Universal Coefficient theorem
- Orientation of manifolds, cup product,
Poincaré-Lefschetz
duality, Lefschetz Fixed Point theorem
Suggested References:
- Greenburg and Harper, Algebraic Topology: A First
Course
- Munkres, Elements of Algebraic Topology
- B. Differential Geometry
- Theory of curves and surfaces in R3
, Gauss-Bonnet theorem in dimension 2
- Manifolds, implicit and inverse function theorems
- Tangent bundles, vector fields and Lie derivatives, Frobenius
theorem
- Differential forms, Stokes' theorem, de Rham cohomology
Suggested References:
- O'Neill, Elementary Differential Geometry
- Spivak, A Comprehensive Introduction to Differential
Geometry, vol. I
Differential Equations
- A. Ordinary Differential Equations
- Existence and uniqueness of solutions to initial value
problems for single equations and systems
- Solution of linear first order systems, especially constant
coefficient systems
- Qualitative analysis for nonlinear systems, phase portraits,
classification of equilibrium states, Poincaré-Bendixson theorem,
Lyapunov functions, Lienard and van der Pol equations
- Floquet theory and the stability of periodic solutions,
stable manifold theorem, invariant manifolds
- Sturm-Liouville and two-point boundary value problems
Suggested References:
- Hale, Ordinary Differential Equations
- Hirsch and Smale, Differential Equations, Dynamical
Systems and Linear Algebra
- Perko, Differential Equations and Dynamical Systems
- B. Partial Differential Equations
- Linear and non-linear equations of first order, characteristics,
Hamilton-Jacobi equations, equations of geometrical optics
- Classification of PDE
- Fundamental solutions of elliptic and parabolic equations,
especially the Laplace, Helmholtz and heat equations
- Dirichlet and Neumann problems for Laplace, Helmholtz
and heat equations, maximum principle and uniqueness theorems for elliptic
and parabolic equations
- Solution of the initial value problem for the wave equation,
conservation of energy and uniqueness theorems for the wave equation, Huyghen's
principle
- Fredholm Alternative and eigenfunction expansion with
applications to elliptic, parabolic and hyperbolic equations
Suggested References:
- Evans Partial Differential Equations
- John, Partial Differential Equations
- Smoller, Shock Waves and Reaction-Diffusion Equations,
chaps. 1-9
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